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Licensed Registered Sales Assistant

Sioux City, IA | Direct Hire

Job ID: 0026-051 Industry: Banking

EXCELLENT OPPORTUNITY with locally owned company that is very involved with the community.  Customer service is key, along with taking care of their employees by offering a professional, positive environment to work in with a team-oriented, family-friendly culture.  Position is open due to promotion. 

This Registered Licensed Sales Assistant will provide support to the Consumer Investments Reps while delivering superior service and building client relationships.

Responsibilities include:

  • Processing transactions for broker dealer and trades for Consumer Investment Representatives.
  • Scheduling customer/prospect meetings with Consumer Investment Representatives.
  • Reviewing all paperwork for accuracy, completeness, and compliance.
  • Assisting with seminars designed to promote the department and products.
  • Ongoing training of advisors and assistants on upcoming changes with our broker dealer.


  • Must have Series 6 and Series 63 licenses.
  • State life insurance license preferred.
  • Accuracy, attention to detail, ability to meet deadlines and work collaboratively. 
  • Excellent oral, written, and interpersonal communication skills.
  • Professional and polished

EEO/AA Employer - Pre-employment physical, drug screen and background / credit checks may be required.

If interested, please send resume to:

Janet Roepke

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Jobs Apply Now October 17, 2014

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Corporate Office

  • 509 Douglas Street
  • PO Box 3124
  • Sioux City, IA 51102
  • T: 712-258-2453
  • F: 712-277-1512


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